Internal Law 9 Economy - Technical cooperation 95 Credit
Diritto nazionale 9 Economia - Cooperazione tecnica 95 Credito

956.1 Federal Act of 22 June 2007 on the Swiss Financial Market Supervisory Authority (Financial Market Supervision Act, FINMASA)

956.1 Legge federale del 22 giugno 2007 concernente l'Autorità federale di vigilanza sui mercati finanziari (Legge sulla vigilanza dei mercati finanziari, LFINMA)

Index Inverser les langues Précédent Suivant
Index Inverser les langues

Art. 44

1 Any person who wilfully without authorisation, recognition, a licence, registration or affiliation with a self-regulatory organisation in accordance with Article 24 paragraph 1 of the AMLA91 carries out an activity that requires authorisation, recognition, a licence, registration or affiliation with a self-regulatory organisation under the financial market acts is liable to a custodial sentence of up to three years or to a monetary penalty.92

2 Where the offender acts through negligence, he or she is liable to a fine of up to 250 000 francs.

3 ...93

90 Amended by Annex No II 16 of the Financial Institutions Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2018 5247, 2019 4631; BBl 2015 8901).

91 SR 955.0

92 Amended by Annex No II 16 of the Financial Institutions Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2018 5247, 2019 4631; BBl 2015 8901).

93 Repealed by Annex No 13 of the Financial Market Infrastructure Act of 19 June 2015, with effect from 1 Jan. 2016 (AS 2015 5339; BBl 2014 7483).

Art. 43j

L’articolo 23 si applica per analogia.

 

This document is not an official publication. Only the publication of the Federal Chancellery is legally binding.
Il presente documento non è una pubblicazione ufficiale. Fa unicamente fede la pubblicazione della Cancelleria federale. Ordinanza sulle pubblicazioni ufficiali, OPubl.