Internal Law 9 Economy - Technical cooperation 95 Credit
Dretg naziunal 9 Economia - Cooperaziun tecnica 95 Credits

954.1 Federal Act of 15 June 2018 on Financial Institutions (Financial Institutions Act, FinIA)

954.1 Lescha federala dals 15 da zercladur 2018 davart ils instituts da finanzas (Lescha davart ils instituts da finanzas, LIFin)

Index Inverser les langues Précédent Suivant
Index Inverser les langues

Art. 49 Group and conglomerate supervision

1 Two or more companies are deemed to be a financial group dominated by a securities firm if:

a.
at least one of them operates as a securities firm;
b.
they operate primarily in the financial sector; and
c.
they form an economic unit or other circumstances suggest that one or more of the companies under individual supervision is de jure or de facto obliged to provide assistance to group companies.

2 A financial conglomerate dominated by a securities firm is a financial group as defined in paragraph 1 operating primarily in the field of securities trading and comprising at least one insurance company of considerable economic significance.

3 The provisions of the BankA23 on financial groups and financial conglomerates apply by analogy.

23 SR 952.0

Art. 49 Surveglianza da gruppas e da conglomerats

1 Duas u pliras interpresas valan sco gruppa da finanzas dominada d’ina chasa da vaglias, sche:

a.
almain ina dad ellas è activa sco chasa da vaglias;
b.
ellas èn principalmain activas en il sectur da finanzas; e
c.
ellas furman in’unitad economica u i po vegnir supponì dad ellas pervia d’autras circumstanzas ch’ina u pliras interpresas suttamessas a la surveglianza individuala èn obligadas giuridicamain u sfurzadas facticamain da sustegnair autras societads da la gruppa.

2 Sco conglomerat da finanzas dominà d’ina chasa da vaglias vala ina gruppa da finanzas tenor l’alinea 1 ch’è activa oravant tut en il commerzi cun vaglias ed a la quala appartegna almain ina interpresa d’assicuranza d’ina impurtanza economica considerabla.

3 Las prescripziuns da la LB23 concernent las gruppas da finanzas e concernent ils conglomerats da finanzas valan tenor il senn.

23 SR 952.0

 

This document is not an official publication. Only the publication of the Federal Chancellery is legally binding.
Il presente documento non è una pubblicazione ufficiale. Fa unicamente fede la pubblicazione della Cancelleria federale. Ordinanza sulle pubblicazioni ufficiali, OPubl.